Optima Global Trading Fund LLC

Optima Global Trading Fund LLC , commonly known as Optima Global, is a U.S. SEC-registered investment advisory firm, which is headquartered in Denver, U.S. The fund is managed by Optima Global, under the direction of its current Chief Investment Officer (CIO), Ethan Vornes.

Actually, the fund's service providers have included:

• MUFG Fund Services Cayman Limited (fund administration services),
• BMO Harris Bank NA (banking services),
• RSM US LLP (audit services).

History

On January 3, 2011, the fund first sold securities. On August 31, 2020, the fund filed a Form D/A amendment with the U.S. Securities and Exchange Commission (SEC), confirming the cumulative raise of over $105 million. The document was signed by Kathleen Keating, then General Counsel and Chief Compliance Officer.

Investment Structure

• Fund Type: Hedge Fund
• Regulatory Exemptions: Private placement conducted pursuant to Regulation D Rule 506(c) of the Securities Act of 1933; exempt from being classified as an investment company under Section 3(c)(7) of the Investment Company Act of 1940.
• Minimum Investment: $250,000
• Number of Investors: Approximately 78 as of 2020
• Capital Raised: Approximately $105 million (disclosed as of August 2020)